Mediation
Collaboration
Litigation
Summary
MEDIATION
Usually considered favorably by the parties, their attorneys and
the court, mediation will work well when parties are behaving more
rationally than irrationally and are willing to fairly compromise. Mediation
will not work well in settings of power imbalances or when one
spouse is not ready to reach decisions or let go of the marriage.
“‘Mediation’ means a dispute resolution process
in which a neutral 3rd person, who has no power to impose a decision
if all of the parties do not agree to settle the case, helps the
parties reach an agreement by focusing on the key issues in a case,
exchanging information between the parties and exploring options
for settlement.” Sec. 802.12(1)(e), Wis. Stats.
Mediation is a cooperative and voluntary process, and either of the
parties or the mediator can terminate the process at any time.
Reasons to Mediate
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Cost.
Usually,
a cost-benefit analysis leads to a decision to proceed with mediation.
The only real downside is the transaction costs for participating
in the mediation (e.g., preparation of mediation statement;
participation at mediation). Compared with the cost of a one-
or two-day trial, the cost to participate in mediation is far
less.
As lawyers, we have a duty to our clients
and society to provide cost-effective service, and participating
in mediation may sometimes be the best way to provide such cost-effective
service. (Sec.
802.12, Wis. Stats. Annotated, Judicial Council Note-1993). Our
lawyers have extensive experience in participating in mediation
with their clients and in acting as mediators on behalf of others
to help settle family law disputes.
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Self-Determination/Empowerment.
Mediation can and should be empowering to the participants
because they are the decision-makers (not the judge, although
the judge must ultimately approve any settlement that you do
reach) and can determine the course of resolution.
-
Flexibility.
Mediation provides more potential for creative
solutions. Participants
can potentially reach solutions that cannot be imposed by the
court, e.g., setting your own terms for non-modifiable support;
creating a provision for college support; settling upon a fair
payment schedule for the pay-out of property division.
-
More
likely to be followed than an imposed decision from court.
Mediation
can foster a cooperative relationship between spouses, which
is particularly helpful when the parties have minor children.
The likelihood of litigation after the case is initially resolved,
on matters such as modifying the judgment or enforcing the
judgment, is substantially reduced.
-
More
uniquely suited to individuals than court order.
Parties can tailor
their agreements to their personal needs. Court
orders tend to be more generic and may not take into consideration
certain personal considerations unique to an individual’s
case.
-
Quicker
than litigation.
Mediation can generally result in resolution
of disputes more quickly than litigation.
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Voluntary – A
settlement cannot be forced.
Although the court has the authority
to order parties in civil litigation to attempt mediation or other
settlement processes to resolve a case, it does not have the authority
to require a
resolution. Gray v. Eggert, 2001 WI App 246, 248
Wis. 2d 99, 106-07, 635 N.W.2d 667: “Moreover, while
the mediation process will often depend on the parties’ good
faith and open-minded flexibility, it does not require any party
to abandon a legal position or settle a case.” Id. The
parties themselves must agree to the process, one which is entirely
within the parties’ control because it cannot proceed without
their consent.
Caveat: Mediation cannot resolve all cases.
Here are some of the examples of types of situations that do not
lend themselves well to resolution by mediation:
- Parties not in the same universe
- Unreasonable expectations/expecting miracles
- Unwillingness to compromise
- Overly adversarial attorney
- Withholding information/undervaluing and overvaluing
assets
- Rushing the process
- Need for vindication
- Legal principle at stake
- Mental/emotional incapacitation
- Power imbalance/domestic violence
COLLABORATION
Our family law attorneys are all members of the Collaborative Family Law Council
of Wisconsin (see www.collabdivorce.com). We believe in participating
in this model for resolving divorce cases if appropriate (keep in mind, however,
that it is not always appropriate).
The goal and essence of collaborative
law is the shared belief by participants that it is in the best interests
of the parties and their families in typical family law matters to commit themselves
to avoiding litigation. The parties adopt a conflict resolution process which
does not rely on a court-imposed resolution. The process relies on an atmosphere
of honesty, cooperation, integrity, and professionalism. The goal is
to minimize the negative economic, social and emotional consequences of protracted
litigation to the participants and their families.
- Each party is represented by separate counsel.
- The parties and attorneys sign a binding participation agreement
providing that the attorneys are retained solely to facilitate
a reasonable, efficient settlement of all issues.
- The agreement commits the participants to good-faith negotiations,
without the threat of or resort to litigation during the pendency
of the collaborative process.
- The parties agree to voluntary and full disclosure of all information.
- If a client terminates the process and initiates litigation,
both attorneys are disqualified.
- If the process terminates and litigation ensues, the collaborative
agreement may give the court jurisdiction to make awards of attorneys’ fees
and costs against any party who has misused the collaborative
process for delay, deception or other bad-faith purposes.
Reasons to Sign on to the Collaborative Process
The same rationale describing the benefits of mediation (described
above) applies equally in the Collaborative Law model. With
respect to cost, although the cost may still be significant—because
of the need to meet fairly regularly with the attorneys, problem-solve,
and draft documents—the anecdotal evidence to date suggests
that the cost for clients in Collaborative Law is much lower than
for those who must litigate.
The Collaborative process is more empowering for clients than
litigation, where the decision about issues affecting their children’s
future, and their own financial future, is made by someone else. Clients
are the clear decision-makers and determine the course of resolution
and agreement, with guidance from their attorneys.
The
Collaborative process lends itself well to the use of creativity
and flexibility, and is much more likely to be adhered to than
a decision imposed by the court.
Resolving cases with Collaborative Law participation is generally “quicker” than
the traditional approach, because the parties regularly meet and
problem-solve, and cooperate in getting the necessary paperwork
done in a timely fashion.
Caveat: Collaborative Law Is Not Always Appropriate.
Collaboration depends on good faith participation. If participants
are not planning to act in good faith, collaborative law is not
the way to go. If there are suspicions of intentions to delay,
or to be dishonest, or to commit fraud, collaborative law is definitely
not the way to go.
If there is a strong reluctance to fully sharing all relevant
information, especially financial information about the parties’ assets,
collaborative law is not the way to go.
If one or both participants have a mental illness or history of
mental illness, collaborative law is not the way to go.
If one or both participants have difficulty being in the same
room together, collaborative law is not the way to go.
If there is a history of physical, verbal, or emotional abuse,
collaborative law is not the way to go.
Finally, the costs can be higher than anticipated if Collaborative
Law fails—in that event, the client will need to retain
another attorney and start the divorce process all over again.
LITIGATION
When mediation or collaboration will not work or is simply not
appropriate, litigation is the only choice left. If that
is the situation, we will diligently and thoroughly prepare cases
for depositions, hearings and trials, and advocate our clients’ cases
as trial lawyers. Our lawyers have years of trial experience
in family law cases.
SUMMARY
When we consult with our clients, we discuss at length the advantages
and disadvantages of the traditional model (litigation), mediation,
and collaboration, and strategize to reach the best decisions according
to the unique circumstances of each particular matter. We provide
our clients with other legal information, as well as resource information,
relating to the special financial and emotional issues that they
may be facing at the time. We work with our clients to ensure that
they make informed decisions about their children’s
future and their own financial future, and resolve matters as smoothly
and efficiently as possible.
For more information about divorce and the procedural approaches
to divorce, please see our Resources
page.
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